Greg began his legal and compliance career in private practice and then worked for a securities broker-dealer as the General Counsel before joining SMS. He provides legal advice to the company and its management and is responsible for implementing and monitoring SMS’ compliance program. Greg received his bachelor’s degree in accounting and Juris Doctor degree from the University of Nebraska. He is a member of the Nebraska State Bar, has a life and health insurance license and previously held Series 7, 24 and 63 licenses.
Agents are subject to numerous federal and state regulations as well as each carrier’s policies and procedures. Greg has the experience and knowledge to support agents through training and education and is always available to answer any compliance questions. He really enjoys the interaction with agents and helping them conduct good, compliant business.
Greg was born and raised in Omaha, NE, is married and has a son. He is teaching his son “Go Big Red!” while his wife is teaching him “Rock Chalk Jayhawk!” In his spare time, Greg enjoys running and playing golf and tennis.