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Compliance Resources

 Turn to the industry leader in health and wealth, Senior Market Sales® (SMS), for clarity on complicated compliance matters. 

Discounted Errors & Omissions Insurance

SMS’ exclusive group plan provides the most competitive rates, zero or low deductibles and customizable coverage from an A-rated carrier.

Medicare Compliance

Access an entire library of resources to assist you in staying compliant with Centers for Medicare & Medicaid Services regulations that relate to your marketing, sales and educational events, client data and much more.

NAIC Best Interest Standard of Conduct

Navigate the National Association of Insurance Commissioners (NAIC) best interest rule for annuity transactions, as now required in most states.

DOL Fiduciary Rule

Stay up-to-date on the ever-evolving fiduciary rule from the Department of Labor (DOL) and how it applies to you.