Compliance

The principle purpose of the Senior Market Sales, Inc. (SMS) Compliance Program is to promote and facilitate corporate governance of operations and services rendered in accordance with established laws, regulatory requirements and policies outlined by carriers with whom SMS is contracted. The Compliance Program ensures the business operations of SMS reflect the values, integrity and commitment to compliance.

The Compliance Oversight Committee (Committee) provides executive level direction and oversight for guidance set forth by carriers with whom SMS is contracted, and/or applicable law.

Greg Bolton

Greg Bolton
Chief Compliance Officer